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New
Federal Sample Shipping Regulations
Sampling Kits |
| Primary
Container (milk sample vial) must be leak-proof. |
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| Contact
between primary containers must not occur during shipping.
Insert the sample vials into the cardboard racks. |
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| All primary
containers must be placed in a leak-proof secondary container
(heavy duty Zip lock bag). Ensure that the bag is properly
sealed. The secondary container must contain sufficient
absorbent material (paper towel) to absorb the entire
contents of the package should the vials leak. |
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An inventory of contents must be placed in a single
Zip lock bag in the shipping box outside of the
secondary container. Do not ship unprotected styrofoam
containers. They are too easily broken or punctured.
Styrofoam shipping containers must be placed inside
a cardboard container. The outside of the cardboard
container must have the words "Diagnostic
Samples" and the international
symbol for "BIOHAZARD"
must be prominently displayed. |
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New regulations
may delay the shipment of improperly packaged samples to the
lab. Please ensure that they are adequately refrigerated,
properly labeled and addressed. Whenever possible ship samples
early in the week to avoid arrival on the weekend.
Sample
Submission Kit
QMPS will make
compliance of the new regulations as simple as possible for
our clients. We are providing appropriate packaging and shipping
materials at a nominal cost to expedite transportation of
diagnostic samples to the lab. Improved packaging should eliminate
delivery delays and ensure good quality samples and more reliable
test results.
- Cardboard
cover for shipping
- Reusable foam
box and ice pack
- Cardboard
rack for sample separation
- Instructions for taking
samples
- Supply
of sample vials
- Absorbent
material
- Return
label that meets Federal Regulations
- Paperwork
for submission of cultures
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| This
helps you in the following ways: |
- Your samples
arrive in good condition
- No more searching
for a suitable box
- No packaging
material necessary
- Compliance
with Federal Shipping Regulations for milk samples
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Kit Costs:
| New
Kits: |
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| Small (up to 8 samples) |
$10.50 |
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| Medium ( up to 30
samples) |
$15.50 |
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| Large (up to 100
samples) |
$18.50 |
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| Restocking
of Kits: (QMPS will restock your kit and return
it to you at the following cost): |
| Small (up to 8 samples) |
|
approx.
$6.75 |
|
| Medium (up to 30
samples) |
|
approx.
$8.75 |
|
| Large (up to 100
samples) |
|
approx.
$10.85 |
|
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Executive
Summary (top)
Hazardous Materials: Revisions to Standards for Infectious
Substances
(“HM226”)
Background
Spring 1991:
The Institute of Medicine, a component of the National Academy
of Sciences, issued a press release that was first published
by the Washington Post and reprinted in the Los Angeles Times.
The announcement indicated that U.S. federal health officials
were alarmed by the global threat from the spread of infectious
diseases.
Prior to the
Institute of Medicine announcement, shipments of diagnostic
specimens were unregulated in the United States. A federally
sponsored assessment of the resurgence of infectious diseases
was initiated, with consultation of interested parties, and
coordination with the United Nations.
In the first
week of October 1994, the late Dr. Richard C. Knudsen, of
the U.S. Centers for Disease Control, finalized a plan that
reflected the views of the U.S. Department of Transportation
and CDC. This document proposed that U.S. diagnostic specimen
shipments should be regulated and that diagnostic specimen
shipments using air transportation should be required to meet
the standards of IATA Packing Instruction 650. The proposal
was the beginning of HM226: an alignment of more stringent
U.S. and international rules. In December 1994, U.S. federal
regulations were initiated to regulate Infectious Substance
shipments in the U.S.
On August 12,
2002, the U.S. Department of Transportation (“DOT”)
issued a Final Rule under U.S. transportation regulations.
The rule affects the way in which the broad categories of
infectious substances, diagnostic specimens, biological products,
and regulated medical waste are defined, classified, packaged,
and transported.
This regulation
affects all shipments, by air or ground transportation within
and between the United States and generally effect the alignment
of U.S. DOT regulations (Title 49 CFR) with the international
rules for air shipment of Infectious Substances and Diagnostic
Specimens: the ICAO Technical Instructions.
The effective
date for this new final rule has been extended from the initial
effective date of October 1, 2002 to February 14, 2003.
The information
contained in this summary is condensed from the Federal Register
dated August 14, 2002, (Vol. 67, Number 157). It is only a
summary and the information contained herein should be construed
in light of the regulation (HM226) in its entirety, as published
in the Federal Register. For your convenience, the electronic
version is listed under “Regulatory Notices” at
http://www.casingcorp.com
Casing Scientific
PO Box 820369 Dallas, Texas 75382-0369 Tel 800 358 6866 Fax
888 661 9606
Email: casing@prodigy.net
Home:http://www.casingcorp.com
Infectious
Substances
Under the HM226
requirements, health care organizations must first reach a
determination that establishes:
(1) when a
specimen or material is considered an Infectious Substance,
(2) when a
specimen or material is considered a Diagnostic Specimen,
or
(3) when a
specimen or material is excepted from the regulations
New
Definition for Infectious Substances:
Under the new
rules, an Infectious Substance is a material “known
to contain or suspected of containing a pathogen. A pathogen
is a virus, or micro-organism (including its viruses, plasmids,
or other genetic elements, if any) or a proteinaceous infectious
particle (Prion) that has the potential to cause disease in
humans or animals.
A division
6.2 material must be assigned a World Health Organization
Risk Group (Risk Group I through Risk Group IV).
Assignment
to a risk group is based on:
- known medical condition
and history of the source patient or animal,
- endemic local conditions,
- symptoms of the source patient
or animal, or professional
judgment concerning individual circumstances of the source
patient or animal
- known infectious substances
assigned to Risk Group 1 are excepted from the HMR under
the HM226 Final Rule
Classification of Infectious Substances According to Risk
Groups
WHO
Risk Groups: Risk Group IV:
A pathogen that usually causes serious human or animal
disease and that can be readily transmitted from one individual
to another, directly or indirectly, and for which effective
treatments and preventive measures are not usually available.
Risk to Individuals: High
Risk to the Community: High
Risk Group III: A pathogen that usually causes
serious human or animal disease but does not ordinarily
spread from one infected individual to another, and for
which effective treatments and preventive measures are
available.
Risk to Individuals: High
Risk to the Community: Low
Risk Group II: A pathogen that can cause human
or animal diseases but is unlikely to be a serious hazard,
and, while capable of causing serious infection on exposure,
for which there are effective treatments and preventive
measures available and the risk of spread of infectious
is limited.
Risk to Individuals: Moderate
Risk to the Community: Low
Risk Group I: A micro-organism that is unlikely
to cause human or animal disease. A material containing
only such micro-organisms is not subject to the requirements
of the subchapter.
Risk to Individuals: None or very low
Risk to the Community: None or very low
New
Responsibilities Imposed on Manufacturers of Class 6.2
Packaging
- A Division 6.2 label in
compliance as of 9-30-02 may be used until 10-1-05
Adoption of United
Nations Division 6.2 certification markings (UN/4G Class
6.2)
a water spray test
is adopted into U.S. regulations replacing the water immersion
test in the battery of Division 6.2 packaging performance
qualification tests under Title 49 CFR, Subchapter C, part
178.609,
- Sec 178.609 requires a new
standard for performance involving the puncture test: if
the puncture rod penetrates the secondary packaging and
penetrates any primary receptacles, the packaging, under
these new standards, fails the packaging qualification test
Packaging
Requirements for Division 6.2 Infectious Substances (Sec.
173.196)
- A triple
packaging meeting the test standards of Sec. 178.609
- Marked as a UN/4G Class 6.2 packaging in conformance with
Sec 178.503(f)
Consisting
of the following components:
- A watertight
primary receptacle
- A watertight
secondary packaging
- For multiple
fragile primary receptacles placed in a single secondary
packaging, they must be wrapped individually to prevent
contact between them
- An outer
packaging of adequate strength for its capacity, mass, and
intended use. The outer packaging must measure at least
100 mm (3.9 inches) at its smallest overall external dimension
- For liquid
diagnostic specimens, an absorbent material placed between
the primary receptacle and the secondary packaging. The
absorbent material must be sufficient to absorb the entire
contents of all primary receptacles.
- An itemized
list of the contents enclosed between the secondary packaging
and the outer packaging
- The primary
receptacle or secondary packaging used for infectious substances
must be capable of withstanding, without leakage, an internal
pressure producing a pressure differential of not less than
95 kPa (0.95 bar, 14 psi)
- The primary
receptacle or secondary packaging used for infectious substances
must be capable of withstanding without leakage temperatures
in the range of –40 deg . C to +55 deg . C (-40 deg
. F to +131 deg. F)
- Infectious
substances must be packed according to ….additional
requirements listed in HM226. Please refer to Sec. 173.196
of the Final Rule for additional information.
This document
is listed at: http://www.casingcorp.com
under “Regulatory Notices
Reuse
of Class 6.2 Packaging:
- A Division 6.2 packaging
to be reused must be disinfected prior to reuse by any means
effective for neutralizing the infectious substance the
packaging previously contained.
- A secondary packaging or
outer packaging….need not be disinfected prior to
reuse if no leakage from the primary receptacle has occurred
Diagnostic
SpecimensStatus of Diagnostic Specimens As Hazardous Materials:
The category “Diagnostic Specimens” is now listed
in the Hazardous Material Tables of Title 49 CFR (U.S. Department
of Transportation regulations) without being designated a
UN identification number. Diagnostic Specimens are defined
as hazardous materials, but are excepted from most of the
requirements of the HMR. New Definition of Diagnostic
Specimens: a Diagnostic Specimen “means any
human or animal material, including excreta, secreta, blood
and its components, tissue, and tissue fluids being transported
for diagnostic or investigational purposes, but excluding
live infected humans or animals.”
“A diagnostic
specimen is not assigned a UN identification number unless
the source patient or animal has or may have
a serious human or animal disease from a Risk Group 4 pathogen.
[In this case], it must be:
- classed as Division 6.2,
- described as an Infectious
Substance,
- and assigned to UN
2814 or UN 2900, as appropriate
Assignment
to UN 2814 or UN 2900 is based on
- known medical condition
and history of the patient or animal,
- endemic local conditions,
- symptoms of the source
patient or animal,
- or professional judgment concerning individual circumstances
of the source patient or animal.
Packaging
Required For Shipment of Diagnostic Specimens:
General
Requirements Generally,
unless Diagnostic Specimens are transported by ground
based private or contract carriers using dedicated vehicles,
these materials must conform to the following standards:(1)
“Diagnostic Specimens are excepted from all other
requirements of [the requirements of Title 49 CFR (all
of it), when offered for transportation or transported”
when packaged as described below (diagnostic specimens
shipped by aircraft are subject to incident reporting)1(2)
A Diagnostic Specimen “meeting the definition of
a hazard class other than Division 6.2 (Infectious Substances)
must be offered for transportation or transported”
[ as described below ]:
Diagnostic
Specimens must be packaged in triple packaging consisting
of:
- a primary receptacle,
- a secondary packaging, &
- an outer packaging
- Primary receptacles must
be packed in secondary packaging in such a way that, under
normal conditions of transport, they cannot break, be punctured,
or leak their contents into the secondary packaging
- Secondary packaging(s) must
be secured in outer packaging(s) with suitable cushioning
material such that any leakage of the contents will not
impair the protective properties of the cushioning material
or the outer packaging.
- The completed package must be capable of successfully
passing the drop test at a drop height of at least 1.2 meters
(3.9 Feet)
- The outer packaging must
be clearly and durably marked with the words “Diagnostic
Specimen”
- International Biohazard Symbol: The orange-black international
biohazard label is a requirement of OSHA for domestic shippers
of diagnostic specimens. In the normal course of business,
Air carriers usually inform their customers of the need
for this warning label because their terminal facilities
are subject to inspection by OSHA with authority to locate
shippers and issue fines for violation of the universal
precautions standard.
- Liquid Diagnostic
Specimens - must be packaged where the:
- primary receptacle must
be leak-proof with a volumetric capacity of not more than
500 ml (16.9 ounces),
- Absorbent material must
be placed between the primary receptacle and secondary packaging
- If several fragile primary
receptacles are placed in a single secondary packaging,
they must be individually wrapped or separated so as to
prevent contact between them
- The absorbent material must
be of sufficient quantity to absorb the entire contents
of the primary receptacles.
- The secondary packaging
must be leak-proof
- Diagnostic Specimen
Shipments by Air:
- Shipments by aircraft have an additional special requirement:
- The primary receptacle or the secondary container must
be capable of withstanding without leakage an internal pressure
of 95 kpa (14 psi)
- The outer packaging may not exceed 4 L (1 gallon) Diagnostic
Specimen capacity
- Solid Diagnostic Specimens:
- Must be packaged in a triple
packaging
- Consisting of a sift-proof
primary receptacle (capacity not greater than 500 g (1.1
pounds)
- If several fragile primary
receptacles are placed in a single secondary packaging,
they must be individually wrapped or separated so as to
prevent contact between them
- A leak-proof secondary packaging
is required
- For several primary receptacles in one secondary packaging,
the outer packaging may not exceed 4 kg (8.8 pounds)
Training Requirements
– Shipment of Diagnostic Specimens:
Shippers
involved in packing diagnostic specimens are exempted
from formal hazardous materials training and certification
under Title 49 CFR. This area is also excepted from record
keeping and certification training requirements for hazardous
materials. There is a requirement that persons preparing
or transporting diagnostic specimens “must know
about and be able to apply the requirements of Sec. 173.199
{Title 49 CFR} to specific shipments”.
The record-keeping and certification
requirements for training under Subpart H of part 172
are also excepted.
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Biological
Products:The
Definition of a Biological Product under HM226
-
“Biological
Product means a virus, therapeutic serum, toxin, product,
or analogous product used in the prevention, diagnosis,
treatment, or cure of diseases in humans or animals. A
biological product includes a material manufactured and
distributed in accordance with” government regulation.
(Federal Register Vol. 67, No. 157, p. 53138)
“A Biological Product known to contain or suspected
of containing a pathogen in Risk Group 2, 3, or 4 must
be classed as Division 6.2, described as an infectious
substance, and assigned to UN 2814 or UN 2900, as appropriate,
unless otherwise excepted”.
-
The Materials
of Trade Exception and the exceptions granted to dedicated
vehicles apply to Biological Products based upon their
status as either (1) infectious, (2) diagnostic, or (3)
total exception based upon the absence of any pathogens
or a Risk Group 1 pathogen.
Materials Excepted from the HMR Under HM226
Materials
of Trade Exceptions (MOTS):
The Materials
of Trade exception that has been in effect has been expanded
to include:
- Certain biological products,
- Diagnostic specimens
- Regulated medical waste
- Cultures and stocks
- Infectious Substances
MOTS Exception for
Infectious Substances Now Requires Performance Packaging
for Purposes
Materials Excepted & Types of Packaging
- A Division 6.2 material, other than a Risk Group 4 material
that is a diagnostic specimen, biological product, or regulated
medical waste. The material must be contained in a combination
packaging.
- For Liquids, the inner packaging(s) of combination packages
must be leak tight,
- the outer packaging must contain absorbent material sufficient
to absorb the entire contents of the inner packaging(s)
- for sharps that can pierce certain types of packaging,
the inner packaging of the combination packaging must be
constructed of a rigid, puncture-resistant material
- for all Division 6.2 materials, the outer packaging must
be a strong, tight packaging that is securely sealed
- all Division 6.2 packages under the MOTS exception must
be marked with a common name or proper shipping name, and
motor vehicle operators must be informed of the presence
of hazardous material
- For a diagnostic specimen or biological product, combination
packaging(s) must conform to the following capacity limitations:
- (A) One or more inner packaging(s)
where the gross mass or capacity of each inner packaging
does not exceed 0.5 kg (1.1 pound), or 0.5 L (17 ounces),
and an outer packaging having a gross mass or capacity not
exceeding 4 kg (8.8 pounds) or 4 L (1 gallon); or
- (B) A single inner packaging with a gross mass or capacity
not exceeding 16 kg (35.2 pounds) or 16 L (4.2 gallons)
in a single outer packaging
- (ii)) For a regulated medical waste, a combination packaging
must consist of one or more inner packaging(s) having a
gross mass or capacity not exceeding 4kg (8.8 pounds) or
4 L (1 gallon), and an outer packaging having a gross mass
or capacity not exceeding 16 kg (35.2 pounds or 16 L (4.2
gallons)
Exceptions –
Dedicated Vehicles in Ground Transport
- Diagnostic Specimens transported
by private and contract carriers using dedicated vehicles
are exempt as long as the specimens are within Risk Group
2 or Risk Group 3.
- Risk Group IV Diagnostic
Specimens must conform to Division 6.2 standards of packaging.
Exceptions to Division
6.2 Requirements:
- The following are generally
excepted from the requirements of Division 6.2:
- A Biological Product known to contain or suspected of
containing a micro-organism in Risk Group I, or that does
not contain a pathogen.
- A Diagnostic Specimen known to contain or suspected of
containing a micro-organism in Risk Group I, or that does
not contain a pathogen, or a diagnostic specimen in which
the pathogen has been neutralized or inactivated so it cannot
cause disease when exposure to it occurs
- A Biological Product, including an experimental product
or component of a product, subject to Federal approval,
permit, or licensing requirements, such as those required
by the Food and Drug Administration of the Department of
Health and Human Services or the U.S. Department of Agriculture
- Blood (A-81 Exception) collected for the purpose of blood
transfusion or the preparation of blood products; blood
products; tissues or organs intended for use in transplant
operations; and human cell, tissues, and cellular and tissue-based
products regulated under authority of the Public Health
Service Act and/or the Food, Drug, and Cosmetic Act.
- Blood (A-81 Exception) collected for the purpose of blood
transfusion or the preparation of blood products and sent
for testing as part of the collection process, except where
the person collecting the blood has a reason to believe
it contains an infectious substance, in which case the test
sample must be shipped in accordance with Sec. 173.199
- A Diagnostic Specimen or Biological Product when transported
by a private or contract carrier in a motor vehicle used
exclusively to transport Diagnostic Specimens or Biological
Products.
- Medical or clinical equipment and laboratory products
may be transported aboard the same vehicle provided they
are properly packaged and secured against exposure or contamination.
If a Diagnostic Specimen or Biological Product meets the
definition of regulated medical waste in paragraph (a) (5)
of this section, it must be offered for transportation and
transported in conformance with the appropriate requirements
for regulated medical waste
- Additional exceptions and conditions are listed in the
regulation and are listed under “Regulatory Notices”
at: http://www.casingcorp.com,
including:
- regulated medical waste
shipped by ground or air,
- environmental diagnostic
specimens such as mold contaminated building materials,
- waste cultures and stocks,
- materials of trade exceptions,
- forensic materials,
- medical waste generated
from households,
- animal waste, sewage, and other materials that can be
reviewed directly in HM226
U.S.
Postal Service
The U.S.
Postal Service is a substantial carrier of specimen material,
including Diagnostic Specimens, Infectious Substances,
and clinical specimens.
Under
U.S. law, only the Postal Service can propose regulations
for mailing hazardous materials, and presently, the Postal
Service is considering changing government postal service
packaging requirements in parallel with the Title 49 CFR
(HM226) changes.
Presently,
parcels of specimens that are shipped within Postal Zones
1 through 4 are mailed within a radius of 500 miles from
their origin and can be carried, by first class mail,
entirely by ground transport on U.S. Postal Service Trucks.
Parcels
that are mailed to destinations in zones higher than Zone
4 generally exceed 500 miles distance from their origin
and require air transport, if they are mailed “first
class” or at a higher premium postage for priority
mail or express mail service.
Recent
restrictions by the Federal Aviation Administration and
the self-imposed rules of the air carriers are complicating
postal service operations due to restrictions.
A Notice
of Proposed Rulemaking may be forthcoming by mid-December
2002, in order to complete the regulatory cycle by the
February 14, 2003 effective date of HM226.
U.S. Department
of Transportation
Questions & Requests for Letters of Interpretation
of Final Rules
The hazardous
materials information telephone number is 800 467 4922.
This office fields questions from the public concerning
the packaging and transport of hazardous materials in
the U.S. In addition to this facility, DOT will respond
to letters requesting the interpretation of the hazardous
materials regulations within Title 49 CFR. Requests for
“letters of interpretation” should be addressed
to the U.S. Department of Transportation:
Mr. Ed
Mazzullo, Director
DHM-10
DOT/RSPA/OHMS
400 7th Street SW
Washington, D.C. 20590
Notes
1 While
a material may be excepted from a hazard class under the
Title 49 CFR regulations, it should be noted that some
materials may contain other hazardous materials that are
regulated by the hazardous materials regulations
Casing
Scientific – PO Box 920369 Dallas, Texas 75382 Tel
800 358 6866 Fax 888 661 9606
Email: casing@prodigy.net
Home: http://www.casingcorp.com
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